Appendix F
ICI Staff Leadership and Management
AS OF SEPTEMBER 30, 2021
EXECUTIVE OFFICE
Eric J. Pan1,
2, 6
President and
CEO
Donald C.
Auerbach3
Chief Operating
Officer
Tracey B.
Wingate
Chief of Staff
GOVERNMENT AFFAIRS
Dean R. Sackett
III
Chief
Government Affairs Officer
Ashley B.
Cavossa
Director,
Political Affairs
Peter J. Gunas
III
Government
Affairs Officer, Retirement Security and Tax Policy
Kelly S.
Hitchcock
Government
Affairs Officer, Financial Services
Allen C.
Huffman
Government
Affairs Officer, Retirement Security and Tax Policy
Kathleen L.
Mellody
Senior
Government Affairs Officer
Cynthia Q.
Pullom
Director,
Financial Services
LAW
Susan M. Olson
General Counsel
Dorothy M.
Donohue
Deputy General
Counsel, Securities Regulation
Sarah A. Bessin
Associate
General Counsel
Annette M.
Capretta
Associate
General Counsel
Kenneth C. Fang
Associate General
Counsel
Bridget D.
Farrell
Assistant
General Counsel
Rachel H.
Graham
Associate
General Counsel and Corporate Secretary
Jane G.
Heinrichs
Associate
General Counsel
Nhan H. Nguyen
Assistant
General Counsel
Tamara K.
Salmon
Associate
General Counsel
J. Matthew
Thornton
Associate General
Counsel
David M. Abbey
Deputy General
Counsel, Retirement Policy
Elena B. Chism
Associate
General Counsel
Shannon N.
Salinas4
Associate General
Counsel
Keith D. Lawson5
Deputy General
Counsel, Tax Law
Karen L. Gibian
Associate
General Counsel
Katherine A.
Sunderland
Assistant
General Counsel
OPERATIONS
Martin A. Burns
Chief Industry
Operations Officer
Linda J.
Brenner
Senior
Director, Industry Operations/Diversity and Inclusion
Ahmed M.
Elghazaly
Director,
Securities Operations
Joanne M. Kane
Senior Director,
Transfer Agency and Operations
Jeffrey A.
Naylor
Director,
Operations and Distribution
John F. Randall
Director,
Operations and Distribution
Peter G. Salmon
Senior
Director, Technology and Cybersecurity
Gregory M.
Smith
Senior
Director, Fund Accounting and Compliance
PUBLIC COMMUNICATIONS
Erica E.
Richardson
Chief Public
Communications Officer
Matthew J. Beck
Senior
Director, Media Relations
Jeanne C.
Arnold
Director, Media
Relations
Garrett D.
Hawkins
Director, Media
Relations
Stephanie M.
Ortbals-Tibbs
Director, Media
Relations
Lauri M. Bearce
Senior
Director, Content
Miriam E. Bridges
Director,
Editorial
Christina M.
Kilroy
Director,
Digital Media
Janet M.
Zavistovich
Senior
Director, Communications Design
RESEARCH
Sean S. Collins
Chief Economist
Sarah A. Holden
Senior
Director, Retirement and Investor Research
Peter J. Brady
Senior Economic
Adviser
Jason S.
Seligman
Senior
Economist
Rochelle L.
Antoniewicz
Senior
Director, Industry and Financial Analysis
Hammad Qureshi
Senior Economist
Christof W.
Stahel
Senior
Economist
Judith A.
Steenstra
Senior
Director, Statistical Research
Sheila M.
McDonald
Director,
Statistical Research
ADMINISTRATION
George A.
Breeden
Chief
Information Technology Officer
Vincent D.
Banfi
Director,
Systems Support and Operations
Ramesh Bhargava
Director,
Information Technology
Paul R.
Camarata
Director,
Electronic Data Collection
Mark A. Delcoco
Chief Financial
Officer
Patricia L.
Conley
Director,
Accounting
Laurie A.
Cipriano
Senior Director,
Conferences
Suzanne N. Rand
Chief Human
Resources Officer
Trenell D.
Bradley
Senior
Director, Human Resources
Anne S.
Vandegrift
Director,
Benefits
Sheila F. Moore
Director,
Office Services
Michelle M.
Kretsch
Senior
Director, Membership Services
Brent E. Newton
Director,
Subscription Programs and Membership
ICI GLOBAL
Alexa Lam
CEO, Asia-Pacific
Jennifer S.
Choi
Chief Counsel
Anna A. Driggs
Director and
Associate Chief Counsel, Global Regulation Affairs
M. Elizabeth
Lance
Assistant Chief
Counsel, Securities Regulation
Eva M.
Mykolenko
Associate Chief
Counsel, Securities Regulation
Giles S. Swan
Director,
Global Funds Policy
INDEPENDENT DIRECTORS COUNCIL
Thomas T. Kim
Managing
Director
Nicole A. Baker
Associate
Counsel
Lisa C. Hamman
Associate
Managing Director
1
Executive Committee of ICI’s Board of Governors
2 Chairman’s
Council (ex officio)
3 Chairman’s
Council and Treasurer to ICI PAC
4
Secretary to Chairman’s Council
5 Assistant
Treasurer to Chairman’s Council
6 ICI
Education Foundation Board