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Appendix C

ICI Standing Committees and Chairs

As of September 30, 2021


Toai Chin
Director of Fund Accounting Policy

Business Continuity Planning

Laurie Wallace
Senior Principal, Business Continuity

CCO (Chief Compliance Officer)

Katherine M. Primas
Chief Compliance Officer
Dodge & Cox

Chief Information Security Officer

Mike Catlin
Senior Vice President, Head of Technology Services, and Chief Information Security Officer
Capital Research and Management Company

Chief Risk Officer  

Rhonda K. R. Cook
Chief Risk Officer
SEI Investments Management Corporation

Closed-End Investment Company

David Lamb
Senior Managing Director, Global Product Group

Diversity and Inclusion

Crystal Hardie Langston
Principal and Chief Diversity Officer

ETF (Exchange-Traded Funds)

Adam Phillips
Chief Operating Officer
Van Eck Global

Global Exchange-Traded Funds

Global Information Security Officer, London

Global Information Security Officer, Tokyo

Global Public Communications

Global Regulated Funds

Martin Parkes
Managing Director, Global Public Policy Group
BlackRock Investment Management (UK)

Global Regulated Funds, Asia

Global Retirement Savings

Michael Doshier
Senior Defined Contribution Strategist
T. Rowe Price Associates, Inc.

Global Tax

Global Trading and Markets

Internal Audit

Jeffrey D. Coaxum
Senior Vice President
Brown Brothers Harriman & Co.

Investment Advisers


Rheeta Wise
President, MFSC
MFS Investment Management


Jason Bortz
Senior Counsel
Capital Research and Management Company

Public Communications

Lisa M. Gallegos
Senior Vice President, Corporate Communications, Global
Franklin Templeton Investments


Paul D. Schaeffer
Chief Curator
IndexIQ ETF Trust

Sales and Marketing

Jeffrey O. Duckworth
President of US Intermediary Distribution
John Hancock Investment Management

SEC Rules

Joshua D. Ratner
Head of Americas Operations

Small Funds

Jane K. Carten
President, Director, and Portfolio Manager
Saturna Capital


Jonathan G. Davis
Vice President
Fidelity Investments


Joe Boerio
Senior Vice President, Chief Technology Officer, and Head, IM Data Science and Fintech
Franklin Templeton Investments

Unit Investment Trust

W. Scott Jardine
General Counsel
First Trust Advisors, L.P.