Appendix C
ICI Standing Committees and Chairs
As of September 30, 2021
Accounting/Treasurers
Toai
Chin
Director
of Fund Accounting Policy
Vanguard
Business Continuity Planning
Laurie
Wallace
Senior
Principal, Business Continuity
Invesco
CCO (Chief Compliance Officer)
Katherine
M. Primas
Chief
Compliance Officer
Dodge
& Cox
Chief Information Security Officer
Mike
Catlin
Senior
Vice President, Head of Technology Services, and Chief Information Security
Officer
Capital
Research and Management Company
Chief Risk Officer
Rhonda
K. R. Cook
Chief
Risk Officer
SEI
Investments Management Corporation
Closed-End Investment Company
David
Lamb
Senior
Managing Director, Global Product Group
Nuveen
Diversity and Inclusion
Crystal
Hardie Langston
Principal
and Chief Diversity Officer
Vanguard
ETF (Exchange-Traded Funds)
Adam
Phillips
Chief
Operating Officer
Van
Eck Global
Global Exchange-Traded Funds
Global Information Security Officer, London
Global Information Security Officer, Tokyo
Global Public Communications
Global Regulated Funds
Martin
Parkes
Managing
Director, Global Public Policy Group
BlackRock
Investment Management (UK)
Global Regulated Funds, Asia
Global Retirement Savings
Michael
Doshier
Senior
Defined Contribution Strategist
T.
Rowe Price Associates, Inc.
Global Tax
Global Trading and Markets
Internal Audit
Jeffrey
D. Coaxum
Senior
Vice President
Brown
Brothers Harriman & Co.
Investment Advisers
Operations
Rheeta
Wise
President,
MFSC
MFS
Investment Management
Pension
Jason
Bortz
Senior
Counsel
Capital
Research and Management Company
Public Communications
Lisa
M. Gallegos
Senior
Vice President, Corporate Communications, Global
Franklin
Templeton Investments
Research
Paul
D. Schaeffer
Chief
Curator
IndexIQ
ETF Trust
Sales and Marketing
Jeffrey
O. Duckworth
President
of US Intermediary Distribution
John
Hancock Investment Management
SEC Rules
Joshua
D. Ratner
Head
of Americas Operations
PIMCO
LLC
Small Funds
Jane K. Carten
President,
Director, and Portfolio Manager
Saturna
Capital
Tax
Jonathan
G. Davis
Vice
President
Fidelity
Investments
Technology
Joe
Boerio
Senior
Vice President, Chief Technology Officer, and Head, IM Data Science and Fintech
Franklin
Templeton Investments
Unit Investment Trust
W.
Scott Jardine
General
Counsel
First
Trust Advisors, L.P.