Appendix B
ICI Board of Governors
As of September 30, 2021
2021 ICI Executive Committee
From left to right: Stuart S. Parker, Eric J. Pan, James L. Johnson Jr., Thomas E. Faust Jr., Yie-Hsin Hung, William F. Truscott, George C. W. Gatch, George H. Walker, James A. McNamara, Salim Ramji, Kathleen T. Barr, and Andrew R. Schlossberg
Not pictured: Mortimer J. Buckley, Mellody Hobson, Gregory E. Johnson, Susan C. Livingston, Shawn K. Lytle, Bradley J. Vogt, and Dawn M. Vroegop
ICI Board of Governors
George C. W. Gatch2, 3, 4, 6, 7
ICI Chair
Chief Executive Officer
J.P. Morgan Asset Management
William F. Truscott2, 4, 6, 7
ICI Vice Chair
Chief Executive Officer
Columbia Threadneedle Investments
Kyle C. Andersen1
Principal, Solutions Coaching and Training
Edward Jones
Andrew Arnott
President and CEO
John Hancock Investment Management
Kathleen T. Barr2, 5
Independent Director
Professionally Managed Portfolios and William Blair Funds
Seth P. Bernstein
President and CEO
AllianceBernstein
Stephanie G. Braming1
Global Head of Investment Management
William Blair & Company, LLC
Mortimer J. Buckley2
Chairman and CEO
Vanguard
Jane K. Carten
President, Director, and Portfolio Manager
Saturna Capital
James E. Davey
President
Hartford Funds
Jonathan de St. Paer
President
Charles Schwab Investment Management, Inc.
Kenneth C. Eich1
Chief Operating Officer
Davis Selected Advisers, L.P.
Thomas E. Faust Jr.2, 4, 6
Chairman
Morgan Stanley Investment Management
Peter J. Germain
Chief Legal Officer, Executive Vice President, and General Counsel
Federated Hermes, Inc.
David L. Giunta
President and CEO, US
Natixis Investment Managers
William J. Hackett
Chief Executive Officer
Matthews International Capital Management, LLC
Patrick G. Halter
President, Principal Global Asset Management
Principal Financial Group
Diana P. Herrmann1
President and CEO
Aquila Investment Management LLC
Mellody Hobson1, 2, 6
Co-CEO and President
Ariel Investments
Cynthia Hostetler3
Independent Director
Invesco Funds
Yie-Hsin Hung2
Chief Executive Officer
New York Life Investment Management
Christine L. Hurtsellers
Chief Executive Officer
Voya Investment Management
Gregory E. Johnson1, 2
Executive Chairman
Franklin Resources, Inc.
James L. Johnson Jr.2
Chief Communications Officer and Executive Vice President, Public Affairs and Policy
Fidelity Investments
Lisa M. Jones1, 6
Head of Americas, President and CEO
Amundi US, Inc.
Marie L. Knowles
Independent Director
Fidelity Fixed Income and Asset Allocation Funds
Susan C. Livingston2, 6
Partner
Brown Brothers Harriman & Co.
Shawn K. Lytle2, 6
Global Head, Head of Americas, Macquarie Group, and President, Delaware Funds by Macquarie
Macquarie Asset Management–Public Investments
James A. McNamara1, 2, 6
President
Goldman Sachs Mutual Funds
Michael A. Mendelson1
Principal
AQR Capital Management
Jose Minaya
Chief Executive Officer
Nuveen
Garry L. Moody
Independent Director
AllianceBernstein Mutual Funds
Mark D. Nerud3
President and CEO
Jackson National Asset Management LLC
Catherine Newell6
President, Dimensional Funds
Dimensional Fund Advisors
David Oestreicher6
Chief Legal Counsel
T. Rowe Price
Andrew N. Owen
President, Wells Fargo Funds
Wells Fargo
Steven J. Paggioli
Independent Director
AMG Funds and Professionally
Managed Portfolios
Stuart S. Parker2, 3
President and CEO
PGIM Investments
Salim Ramji2
Senior Managing Director, Global Head of iShares, and Index Investments
BlackRock
Michael Roberge
Chief Executive Officer
MFS Investment Management
Kristi L. Rowsell
Interested Director
Oakmark Funds
Andrew R. Schlossberg2
Senior Managing Director and Head, Americas
Invesco Ltd.
Douglas B. Sieg1, 6
Managing Partner, President, and
CEO of the Lord Abbett Family of Funds
Lord Abbett & Co., LLC
Erik R. Sirri
Independent Director
Natixis Funds, Loomis Sayles
Funds, and Natixis ETFs
Marijn P. Smit
President and CEO
Transamerica Asset Management
Peter Strelow
Managing Director, Co–Chief Operating Officer, and Chair of the PIMCO Funds
PIMCO
William W. Strickland Jr.3
Chief Operating Officer
Dodge & Cox
Cyrus Taraporevala
President and CEO
State Street Global Advisors
Gary Tenkman
Chief Executive Officer
Ultimus Fund Solutions
Jonathan S. Thomas
President and CEO
American Century Investments
Shundrawn A. Thomas
President
Northern Trust Asset Management
Garrett Thornburg1, 6
Chairman
Thornburg Investment Management, Inc.
Ronald E. Toupin Jr.
Independent Director
Guggenheim Funds
Bradley J. Vogt1, 2, 4
Equity Portfolio Manager
Capital Group
Dawn M. Vroegop1, 2, 7
Independent Director
Brighthouse Funds and Driehaus Funds
George H. Walker2
Chairman and CEO
Neuberger Berman
Jonathan F. Zeschin
Independent Director
Matthews Asia Funds
1 Governor on sabbatical
2 Executive Committee member
3 Audit Committee member
4 Investment Committee member
5 Chair of the Independent Directors Council
6 Chairman’s Council member
7 ICI Education Foundation Board member